In Pcompress, I have implemented a variant of the rolling hash based Content Defined Chunking that provides both deduplication accuracy and high performance. This post attempts to explain the chunking process, covers the chunking computations that are done in Pcompress and then talks about the new optimizations for very fast sliding window chunking (on the order of 500MB/s to 600MB/s throughput depending on processor).
Data Deduplication requires splitting a data stream into chunks and then searching for duplicate chunks. Once duplicates are found only one copy of the duplicate is stored and the remaining chunks are references to that copy. The splitting of data into chunks appears to be an ordinary process but is crucial to finding duplicates effectively. The simplest is of course splitting data into fixed size blocks. It is screaming fast, requiring virtually no processing. It however comes with the limitation of the data shifting problem.
The diagram below illustrates the problem. The two 64-character patterns are mostly similar with only two characters differing. Initially fixed-block chunking provides good duplicate detection. However the insertion of a single character at the beginning shifts the entire data while chunk boundaries are fixed. So no duplicates are found even though the patterns are mostly similar.
In order to deal with this, most dedupe solutions use content defined chunking that mark cut points based on patterns in the data. So if the data patterns shift the cut points also shift with them. The diagram below illustrates.
The Rolling Hash computation
Now the question comes as to what data patterns to look out for when determining the chunk boundaries or cut points? The common technique is to compute a hash value of a few consecutive bytes at every byte position in the data stream. If the hash value matches a certain predefined pattern we can declare a chunk boundary at that position. To do this computation efficiently a technique called the rolling hash was devised. It uses a sliding window that scans over the data bytes and provides a hash value at each point. The hash value at position I can be cheaply computed from the hash at position I-1. In other words
One of the common rolling hashes used in Data Deduplication is Rabin Fingerprinting devised originally by Turing award winner Michael O. Rabin in his seminal paper titled “Fingerprinting By Random Polynomials“. The mathematically inclined will enjoy reading it. There are other rolling hash techniques such as the one used in Rsync, the TTTD algorithm devised by HP, the FBC algorithm etc.
I used a small sliding window of 16 bytes that produces a 64-bit fingerprint at each byte position requiring an addition, subtraction, multiplication and conditionally an XOR for each byte position. It would declare a chunk boundary if the bottom Y bits of the fingerprint were zero. The value of Y would depend on the average chunk size desired. For example for 4KB average size one would look for bottom 12 bits to be zero. The core of the approach is derived from Rabin Fingerprinting. A good description is here: http://www.infoarena.ro/blog/rolling-hash. The hashing approach is a multiplicative scheme of the form:
Where inbyte is Incoming byte into sliding window head, outbyte is outgoing byte from sliding window tail and
- Inside Content-Defined Chunking in Pcompress, part – 1
- Inside Content-Defined Chunking in Pcompress, part – 2
A window size of only 16 bytes will raise some eyebrows as typically much larger windows are used. LBFS for example used a 48-byte window and others have used even larger windows. However in practice, as is evident from the above analysis, this implementation does produce good results and the window size of 16 bytes allows an optimization as we will see below.
While addition, multiplication are extremely fast on modern processors, performance overheads remained. Even though I was using a small window of 16 bytes it still required performing computations over the entire series of bytes in order to find cut points. It is very much computationally expensive compared to the simple splitting of data into fixed-size chunks. A couple of optimizations are immediately apparent from the above hash formula:
- Since we are dealing with bytes it is possible to pre-compute a table for
- The MODULUS operation can be replaced with masking if it is a power of 2.
This gives some gains however the overhead of scanning the data and constantly updating a sliding window in memory remains. Eventually I implemented a couple of key new optimizations in Pcompress that made a significant difference:
- Since the sliding window is just 16 bytes it is possible to keep it entirely in a 128-bit SSE register.
- Since we have minimum and maximum limits for chunk sizes, it is possible to skip minlength – small constant bytes after a breakpoint is found and then start scanning. This provides for a significant improvement in performance by avoiding scanning majority of the data stream.
Experimentation with different types of data shows that the second optimization results in scanning only 28% to 40% of the data. The remaining data are just skipped. The minimum and maximum limits are used to retain a distribution of chunk sizes close to the average. Since rolling hash cut points below the minimum size are ignored it does not make sense to scan that data.
Worst Case performance profile
The worst case performance profile of the optimized chunking approach happens when all chunks produced are of the maximum size. That is the data is such that no breakpoints are produced resulting in a degeneration to the fixed block chunking behaviour at max chunksize of 64KB and at the cost of rolling hash computation overhead. In this case the majority of the data is scanned and computed, but how much ?
If we assume minimum chunk size of 3KB, maximum 64KB and 100MB data we will have
Now the question is what kind of data will produce this worst case behaviour? If you have seen the rolling hash computation details in Pcompress above, the eventual fingerprint is computed via an XOR with a polynomial computation result from a table. Those values are non-zero and we check for breakpoints based on bottom 12 bits of the fingerprint being zero. So if the computed hash is zero the XOR will set the bits and bottom 12 bits will become non-zero. The hash will be zero if the data is zero. That is if we have a file of only zero bytes we will hit the worst case.
I created a zero byte file and tested this and got a throughput of 200 MB/s and all chunks of the max 64KB length. In real datasets zero byte regions can happen, however very large entirely zero byte files are uncommon, at least to my knowledge. One place having zero byte regions is VMDK/VDI files. So I tested on a virtual harddisk file of a Fedora 18 installation in VirtualBox and still got a majority of 4KB chunks but with a small peak at 64KB. The throughput was 490 MB/s with approx 41% of the data being scanned. So even a virtual harddisk file will have non-zero bytes inside like formatting markers. It is rare to get 100s of megabytes of files with only zero bytes. Finally from an overall deduplication perspective such files will be deduplicated maximally with almost 98% data reduction and final compression stage will also be extremely fast (only zero bytes). So even though chunking suffers, overall deduplication will be fast.
If you are interested to look at the implementation in Pcompress, it is here: https://github.com/moinakg/pcompress/blob/master/rabin/rabin_dedup.c#L598